UC Santa Barbara                                      Policy 1300
   Policies                                              
   Issuing Unit:  Academic Affairs                       Date: June 1, 1985
   
   
   
   
           ESTABLISHMENT AND REVISION OF RECHARGE RATES
   
   I.   REFERENCES:
        
        A.   University of California Business and Finance Bulletin A-47,
             University Direct Costing Policy.
        
        B.   University of California Business and Finance Bulletin A-56,
             Academic Support Unit Costing and Billing Guidelines.
        
        C.   University of California Business and Finance Bulletin A-59,
             Costing and Work Capital for Auxiliary and Service Enterprises.
        
        D.   University of California Planning and Budget Manual, Section
             4010, Operating Budget Amendments, VII.B.4.
   
   II.  POLICY:
   
        A.   Definition:
   
             1.   "Recharge" shall be defined as the assessment and
                  collection by one campus account of a charge for goods or
                  services, based on an identifiable unit of measure,
                  furnished to another campus account.
             
             2.   "Rate" shall be defined as a unit of value--based on an
                  established standard pricing method as developed under the
                  recharge function--for goods and/or services supplied to
                  authorized individuals or groups.
   
        B.   Applicability:
   
             Fees set by regulatory bodies and rates subject to control
             through other specific University policies are excluded from
             this policy: (1) academic fees, (2) University Extension fees,
             (3) Parking (4) Summer Session fees for instructional programs,
             (5) residence halls, including food service, (6) admission to
             athletic events, arts and lectures programs, and other events,
             (7) University Center, and (8) rates associated with computing
             equipment administered/controlled by the Computer Center. Note:
             Stand-alone word-processing equipment, stand-alone micro
             computers (whether used for word processing or data processing)
             will be reviewed by the Rate and Recharge Council.
   
        C.   Rate and Recharge Council:
   
             The Rate and Recharge council is advisory to the Chancellor in
             all matters related to rate structures and recharge procedures
             proposed by campus service units for their goods and/or
             services, except as noted above.
   
             1.   In all deliberations, the Council shall keep in mind the
                  effect which its recommendations may have upon relations
                  with the adjacent community--to avoid the appearance of
                  unfair competition with local or private enterprise.
             
             2.   The Council shall insure that wherever possible
                  rates/recharges allow for full cost recovery. In the case
                  of self-sustaining activities, consideration shall be
                  given to amortization of indebtedness and depreciation of
                  equipment and facilities.
             
             3.   In accordance with paragraphs C.l. and 2. above, the
                  Council shall:
   
                  a.   Review and evaluate the need for recharges and rates
                       for good and services, within the defined
                       jurisdiction of the Council.
                  
                  b.   Provide assistance in the development of recharge
                       formulas and rate structures for those new areas
                       needing help in their approach to this problem.
                  
                  c.   In conjunction with the annual budgeting process
                       receive and review requests for changes in
                       rates/recharges to insure that they reflect present
                       needs.
                  
                  d.   Review and recommend on new income accounts. These
                       must have final approval from the Office of the
                       President. Requests for new accounts may be submitted
                       at any time during the year. Noting the instructions
                       on the back of the form, the originating unit should
                       complete a Request for Establishment or Revision of
                       Rates or Recharge Fees for (Attachment A) and forward
                       it to the Chairperson, Rate and Recharge Council.
                       Proposals to establish recharge accounts should be
                       based on the following criteria:
   
                       (1)  There exists a demand for the particular service
                            by more than one
                            department/unit/activity/project.
                       
                       (2)  There will be a significant volume of
                            recharging, both in dollar amounts and in number
                            of transactions.
                       
                       (3)  Service will be provided on a regular and
                            continuing basis.
                       
                       (4)  Service should be unique or specialized (for
                            example, a glass blowing shop, or a machine
                            shop) as opposed to general administration or
                            other institutional support services.
                       
                       (5)  If the predominant (over 50%) volume of the
                            product or service is to be provided to the
                            general campus, the recharge unit should be
                            classified within the Institutional Services and
                            General Administration function.
   



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Last Modified By: EBH, 7/09/98